Industry & Regulatory
Framework coverage for healthcare, payments, and BFSI.
Framework coverage for the regulated industries — healthcare, payments, and BFSI — where a generic SOC 2 alone doesn't satisfy the customer or the regulator. For banks, NBFCs, fintechs, insurers, intermediaries and other regulated organisations, we combine regulatory understanding with cybersecurity, privacy, IT risk and GRC expertise to move from compliance requirements to practical implementation.
How we deliver this service
Every Industry & Regulatory Compliance engagement runs through the same three stages, agreed with you at kickoff.
- Applicability Scoping:We determine which requirements apply to your organization — HIPAA covered-entity/business-associate status, PCI cardholder data environment, SOX ICFR scope, and so on.
- Gap Assessment & Remediation Support:We identify control gaps against the applicable framework and support remediation ahead of formal testing.
- Assessment & Reporting:We perform the assessment and issue the report or validation documentation the framework requires.
What this service covers
6 sub-services within Industry & Regulatory Compliance. Each has its own page with the detail your auditors and customers will ask for.
HIPAA Compliance Assessment
Assessment against HIPAA Security and Privacy Rule safeguards, plus HITECH breach-notification readiness, for covered entities and business associates handling protected health information (PHI).
HITRUST CSF Certification Support
Assessment against the HITRUST Common Security Framework, which layers healthcare-specific requirements on top of a broader control set — increasingly requested alongside or instead of SOC 2 in healthtech.
PCI DSS Compliance Assessment & Readiness
Compliance assessment and readiness support against the Payment Card Industry Data Security Standard for any entity that stores, processes, or transmits cardholder data.
SOX 404 / Internal Controls Assessment
Assessment and remediation guidance for internal control over financial reporting ahead of a client's 10-K filing — a natural adjacency for a CPA-led practice.
RBI Regulatory Services
RBI Compliance & Risk Advisory — We support RBI-regulated entities in strengthening regulatory compliance, technology governance, information security, operational resilience and third-party risk management.
IRDAI Regulatory Services
Insurance Regulatory, Cybersecurity & Risk Advisory — We support insurers, insurance intermediaries and other applicable insurance-sector organisations in strengthening regulatory compliance, cybersecurity, information security, privacy and technology risk management.
What this service covers
Our BFSI Regulatory Approach
01. Understand — We understand your business model, regulatory category, technology environment and applicable regulatory obligations.- 02. Assess — We evaluate existing policies, processes, controls and governance against applicable regulatory requirements.
- 03. Identify — We identify compliance gaps, control weaknesses, technology risks and areas requiring management attention.
- 04. Remediate — We develop a prioritised and practical remediation roadmap based on risk, regulatory requirements and business priorities.
- 05. Sustain — We provide ongoing GRC, risk, privacy and compliance support to help organisations maintain their regulatory readiness.
Why Choose Us?
- BFSI-focused expertise across regulatory compliance, cybersecurity, privacy and IT GRC
- Risk-based approach focused on practical and prioritised remediation
- Multi-framework capability across regulatory and industry frameworks
- Management-focused reporting with clear risks, priorities and actionable recommendations
- Flexible engagement models including assessments, implementation projects and managed retainerships
- End-to-end support from gap assessment through remediation and ongoing monitoring
Ready to talk through your needs?
Get in touch and we'll come back with a clear next step.